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Regulatory Expertise
Deep knowledge across global regulatory frameworks and supervisory expectations.
Independent advisory for financial institutions
Strategic Regulatory,
Risk & Compliance Advisory
Independent advice to financial institutions on regulatory compliance, risk management and governance. Practical insights. Trusted expertise. Measurable impact.
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Risk & Governance
Helping firms strengthen governance, manage risk and enhance resilience.
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Practical Solutions
Tailored, pragmatic advice that delivers sustainable business outcomes.
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Independent Perspective
Objective, challenging and focused on what matters most to your business.
Serving private banks, wealth managers, asset managers & financial institutions
About
Senior compliance leadership, delivered independently.
De Halpert Advisory is a boutique consultancy led by Kit de Halpert, providing senior regulatory, risk and compliance support to financial institutions.
Kit brings more than two decades of experience across private banking, wealth management and asset management, including senior compliance leadership roles at Goldman Sachs, Citigroup and Standard Chartered.
Services
Focused advisory support for regulated financial institutions.
Compliance Advisory
Senior support on regulatory interpretation, governance, policies, procedures and control frameworks.
Financial Crime & Conduct
Practical assistance with AML, CDD, suitability, surveillance and conduct risk matters.
Regulatory Readiness
Preparation for regulatory inspections, remediation programmes, management responses and board reporting.
Cross-border Governance
Support for international booking models, private banking controls and cross-border client activity.
Experience
Global financial services experience across leading institutions.
Standard Chartered
Executive Director-level compliance leadership across affluent, international banking and wealth management.
Goldman Sachs
Senior private wealth management compliance leadership across Asia and global booking considerations.
Citigroup
Senior compliance experience supporting financial services businesses and regulatory risk management.
Approach
Clear, commercial and regulator-aware advice.
Diagnostic
Identify the material regulatory, governance and control issues quickly.
Pragmatic
Design practical recommendations that can be implemented by business and control teams.
Credible
Support senior management with clear documentation, challenge and regulatory-ready evidence.
Contact
Discuss how De Halpert Advisory can support your firm.
Available for senior regulatory, risk and compliance advisory engagements.