Providing senior-level risk and compliance advisory support for financial services firms, private banks, asset managers, wealth managers and fintechs.
With over 25 years in risk and compliance across global financial markets, I provide independent advice and hands-on support to help firms strengthen governance, manage risk and meet regulatory expectations.
Senior compliance leadership roles at Goldman Sachs, Citigroup and Standard Chartered, advising private banking, wealth management and asset management businesses on regulatory, risk and compliance matters.
Interpretation of FCA, MAS, HKMA, SFC and related regulatory expectations, with practical implementation support.
Policy design, governance structures, monitoring plans, risk assessments and committee reporting.
AML, CDD, suitability, cross-border, surveillance and conduct risk support.
Send a confidential enquiry using the form, or contact Kit directly by email or telephone.